Financial Poise

Articles tagged: Financial Services

a person holding 100 dollar bank notes representing PPP fraud, wondering if they should return PPP loan funds

SBA Threatens Audits: Should You Return Your PPP Loan Funds?

New SBA audits could expose PPP loan fraud for those who cannot certify applications made in good faith. Should you return PPP loan funds now?

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a baby boomer woman, representing women and the great wealth transfer

The $68 Trillion Great Wealth Transfer Is Coming: What Most Advisors are Missing

The great wealth transfer from boomers to millennials is just around the corner, but are financial advisors overlooking boomer women and wealth?

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man talks on telephone, symbolizing behavioral finance biases

Understanding Behavioral Finance and Your Financial Advisor’s Biases

Your advisor is not immune to behavioral finance biases, such as overconfidence or loss aversion. How does behavioral finance affect your investments?

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woman works from home symbolizing ppp loan forgiveness

Your Paycheck Protection Program (PPP) Loan Was Approved & Funded – What Happens Next?

Now that you’ve received your PPP loan for your small business, there are immediate actions to take to qualify for full loan forgiveness.

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an abstract artwork for an abstract concept: SOC report

That’s SOC, Not SOX: SOC Reports Audit the Safety of Company Data

An SOC report tells business owners, buyers and fiduciary directors if their data is being safely managed by a service organization. Should you request one?

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This business, which is has a closed sign on its door because of coronavirus, would benefit from COVID-19 Related SBA Disaster Loans

How to Get COVID-19 Related SBA Disaster Loans

Do you have a small business impacted by COVID-19? Read these tips on how to apply for SBA disaster loans during the coronavirus crisis. 

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An RIA/Registered Investment Advisor talks with a client about their fear of private equity investments

Why Your RIA Fears Private Equity Investments

RIAs Lack in Alternative Investment Offerings for Their Clients Registered investment advisors (RIAs) have never been the preferred vehicle for finding alternative investment opportunities, especially private equity. Large private equity funds are not easy to access, nor is private equity always easy to understand.  But clients are becoming curious.  In a 2019 RIA Sentiment Survey […]

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Macbook and iPhone, representing the purchase of Pre-IPO Shares

How Not to Buy Pre-IPO Shares Back Then: What About Today?

It’s A Whole New World We have published a number of articles to help investors understand how to purchase pre-IPO shares and the potential risks and rewards of doing so. The Beginning Our first foray into the area was an article written by Robert Rapp, “A New Private Trading Platform for Restricted Securities: Liquidity for […]

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A financial advisor listens to clients in a conference room, symbolizing questions to ask a financial advisor

5 Questions to Ask a Financial Advisor Before Hiring

Can your advisor prove their qualifications and track record? Know the questions to ask a financial advisor and what they mean for your financial future. 

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a financial advisor meets their client, representing fiduciary obligations

My Financial Advisor Has Money Troubles: Fiduciary Obligations and Your Right to Know

Does your advisor have fiduciary obligations that require disclosure? Know how your investments may be affected by your financial investor’s money issues.

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