Financial Poise
Securities Law - An Overview

Securities Law: An Overview

Stocks and bonds are easily recognizable as securities, but did you know that promissory notes may also be securities? So can certain joint venture interests and many other types of investment contracts. Then there are cryptocurrency altcoins, which are sometimes securities and sometimes not.
How do you identify a security? What are some of the requirements related to offering and selling securities? How do they differ between private and public companies? What happens if you fail to comply with securities laws? How has legislation like the JOBS Act, the FAST Act changed the way in which companies offer and sell their securities?
In this webinar our expert panel provides you with a high-level overview of the federal securities laws as well as tangible examples and practical advice in answer to these and many more questions.


Webinar Faculty

Moderator:

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Vanessa Schoenthaler

Vanessa J. Schoenthaler focuses her practice on corporate and securities matters with an emphasis on private and public securities transactions, compliance and disclosure obligations and corporate governance matters. Her clients… Read More

Panelists:

Alissa Parisi
Alissa Parisi

Alissa Parisi is a partner in K&L Gates’s Corporate/M&A practice group and resides in the Washington, DC office. Ms. Parisi advises clients on a full range of corporate, securities, governance… Read More

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Craig Mordock

Craig is General Counsel of Titan Health & Security Technologies, Inc., a California-based tech company providing a emergency alert, telemedicine and mass notifications system for businesses, governments and other large… Read More

Julia Vax
Julia Vax

Julia Vax focuses her practice on corporate and securities laws in representing emerging growth and public companies, primarily in the life sciences and technology sectors, from formation and early-stage capital… Read More

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