Financial Poise

About Vanessa J. Schoenthaler

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Vanessa J. Schoenthaler focuses her practice on corporate and securities matters with an emphasis on private and public securities transactions, compliance and disclosure obligations and corporate governance matters. Her clients rely on her deep experience navigating the complexities of both the public and private securities regulatory environment. She frequently contributes to publications such as IR Web Report, The Corporate Counselor, Buyouts, and Transactional Advisors.

Vanessa’s corporate finance experience ranges from advising investors and development-stage companies in early-round financings to representing issuers and intermediaries in registered and exempt offerings of equity and debt securities. She has worked with foreign and domestic issuers on matters such as periodic and ongoing disclosure obligations, corporate governance practices, exchange listing standards, joint ventures, equity compensation arrangements, ESOP transactions and mergers, acquisitions, and dispositions.

Vanessa counsels foreign and domestic sponsors, private funds, and investment managers with regard to formation and operation, investment adviser registration, and periodic and ongoing disclosure obligations. She also guides her clients in structuring investments, complying with regulatory requirements (including under Section 13, Section 16, and Rule 144), and addressing insider trading issues.

Vanessa has authored and contributed to a number of articles related to current securities and regulatory matters. She moderates Financial Poise and West LegalEdCenter’s annual series on securities law

During law school, Vanessa served as Editor-in-Chief of the law review and worked as a student law clerk for the Honorable Nina Gershon of the United States District Court for the Eastern District of New York.


Financial Poise Contributions

  • Private Offering Exemptions and Private Placements Webinar premiered on November 3, 2023 Webinar Series: Securities Law Made Simple (Not Really)
  • What is the JOBS Act: Primer for Private Company C-Suite Executives Article published on October 29, 2022
  • Public Company Reporting 2020 Webinar premiered on July 16, 2020 Webinar Series: Securities Law Made Simple (Not Really) 2020
  • Private Offering Exemptions and Private Placements 2020 Webinar premiered on June 4, 2020 Webinar Series: Securities Law Made Simple (Not Really) 2020
  • Securities Law: An Overview 2020 Webinar premiered on May 14, 2020 Webinar Series: Securities Law Made Simple (Not Really) 2020
  • Public Company Reporting Webinar premiered on April 24, 2019 Webinar Series: Securities Law Made Simple (Not Really) 2019
  • Private Offering Exemptions and Private Placements 2019 Webinar premiered on March 27, 2019 Webinar Series: Securities Law Made Simple (Not Really) 2019
  • Securities Law: An Overview 2019 Webinar premiered on February 20, 2019 Webinar Series: Securities Law Made Simple (Not Really) 2019
  • Advanced Topics: Public Company Reporting Webinar premiered on August 21, 2018 Webinar Series: Securities Law 2018
  • Private Offering Exemptions and Private Placements 2018 Webinar premiered on July 24, 2018 Webinar Series: Securities Law 2018
  • Securities Law: An Overview Webinar premiered on June 26, 2018 Webinar Series: Securities Law 2018