Financial Poise

Steven Schwab

Steven Schwab joined Thoma Bravo as its Director of Compliance and Legal in 2015 and is based in Chicago. In his role, Steven is responsible legal, compliance and regulatory matters at Thoma Bravo including the design, implementation and operation of its compliance program. Prior to joining Thoma Bravo, Steven has held senior legal and compliance positions, including General Counsel and Chief Compliance Officer, at investment managers and broker-dealers. Before moving in-house, he practiced law in the Financial Services Groups at Winston & Strawn and Katten Muchin Rosenman in Chicago where he advised clients across the spectrum of regulated financial services firm. Steven earned a JD degree, cum laude, from Loyola University School of Law in Chicago and a BA degree from Miami University in Oxford, Ohio. Steven has also held FINRA Series 7, 24 and 56 registrations.