Financial Poise Webinars
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Securities Law: An Overview (Series: SECURITIES LAW MADE SIMPLE)

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Webinar Description:

Stocks and bond are easily recognizable as securities, but did you know that promissory notes may also be securities? Did you know that certain joint venture interests and many other types of investment contracts may also be viewed as securities? How do you identify a security? What are some of the requirements related to offering and selling securities? How do they differ between private and public companies? What happens if you fail to comply with securities laws? How has legislation like the JOBS Act, the FAST Act changed the way in which companies offer and sell their securities? In this webinar our expert panel provides you with a high-level overview of the federal securities laws as well as tangible examples and practical advice in answer to these and many more questions.


Webinar Slides:

Slides for this webinar, and all Financial Poise webinars, are free to view. The reader is cautioned, however, that the true value of Financial Poise webinars is the conversation, not the slides. All slides are copyrighted and may not be reproduced without written permission from Financial Poise.