Financial Poise Webinars
Practical and entertaining education for business owners and executives, Accredited Investors, and their legal and financial advisors.

Viewing Webinar:

Securities Law: An Overview

Share this page:

Webinar Description:

Series: SECURITIES LAW 2016 Stocks and bond are easily recognizable as securities, but did you know that promissory notes are also securities? As are certain joint venture interests and many other types of investment contracts. How do you identify a security? What are some of the requirements related to offering and selling securities? How do they differ between private and public companies? What happens if you fail to comply with securities laws? How has the JOBS Act, the FAST Act and other recent legislation changed the way in which companies offer and sell their securities? In this webinar our expert panel will provide you with a high-level overview of the federal securities laws as well as tangible examples and practical advice in answer to these and many more questions. Principal Audience: Accredited Investors, Attorneys and Advisors Partner: Accredited Investor Markets, ChamberWise, West LegalEdcenter

Webinar Slides:

Slides for this webinar, and all Financial Poise webinars, are free to view. The reader is cautioned, however, that the true value of Financial Poise webinars is the conversation, not the slides. All slides are copyrighted and may not be reproduced without written permission from Financial Poise.