Financial Poise Webinars
Practical and entertaining education for business owners and executives, Accredited Investors, and their legal and financial advisors.

Securities Law: An Overview

Series: SECURITIES LAW MADE SIMPLE

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You can view the accompanying slideshow for free by clicking the “On Demand” button below.

To view this webinar for CLE/CPE credit, click here.

Stocks and bond are easily recognizable as securities, but did you know that promissory notes may also be securities? Did you know that  certain joint venture interests and many other types of investment contracts may also be viewed as securities? How do you identify a security? What are some of the requirements related to offering and selling securities? How do they differ between private and public companies? What happens if you fail to comply with securities laws? How has legislation like the JOBS Act, the FAST Act changed the way in which companies offer and sell their securities?  In this webinar our expert panel provides you with a high-level overview of the federal securities laws as well as tangible examples and practical advice in answer to these and many more questions.

Principal Audience: Attorneys and Advisors, Business Owners and Executives, Investors

Partner: ChamberWise, West LegalEdcenter



Webinar Faculty:


Alissa Parisi

Alissa Parisi is a partner in K&L Gates’s Corporate/M&A practice ...

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Craig Mordock

Craig Mordock is a partner at Sheppard Mullin, where he ...

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Julia Vax

Julia Vax, is a Partner at Arnold & Porter in ...

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Vanessa Schoenthaler

Vanessa J. Schoenthaler is a partner in the New York ...

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