Financial Poise Webinars
Practical and entertaining education for business owners and executives, Accredited Investors, and their legal and financial advisors.

Securities Law: An Overview

Series: SECURITIES LAW 2018

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Stocks and bonds are easily recognizable as securities, but did you know that promissory notes may also be securities? So can certain joint venture interests and many other types of investment contracts. Then there are cryptocurrency altcoins, which are sometimes securities and sometimes not.

How do you identify a security? What are some of the requirements related to offering and selling securities? How do they differ between private and public companies? What happens if you fail to comply with securities laws? How has legislation like the JOBS Act, the FAST Act changed the way in which companies offer and sell their securities?

In this webinar our expert panel provides you with a high-level overview of the federal securities laws as well as tangible examples and practical advice in answer to these and many more questions.

Principal Audience: Attorneys and Advisors, Business Owners and Executives, Investors

Partner: ChamberWise, West LegalEdcenter


Meet the Panel:


Alissa Parisi

Alissa Parisi is a partner in K&L Gates’s Corporate/M&A practice ...

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Craig Mordock

Craig Mordock is a partner at Sheppard Mullin, where he ...

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Julia Vax

Julia Vax, is a Partner at Arnold & Porter in ...

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Vanessa Schoenthaler

Vanessa J. Schoenthaler is a partner in the New York ...

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