Financial Poise Webinars
Practical and entertaining education for business owners and executives, Accredited Investors, and their legal and financial advisors.
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Craig Mordock

Craig Mordock is a partner at Sheppard Mullin, where he maintains a corporate and securities practice with special on private and public securities offerings, corporate governance, and mergers and acquisitions. His corporate finance experience ranges from representing venture capitalists, institutional investors, and start-up companies in early-stage financings to representing issuers and investment banks in public offerings of equity and debt securities. He advises purchasers and sellers of companies in a variety of industries, including software, communications, semiconductors, life sciences, renewable energy, consumer products, and financial services.

Craig has extensive experience representing public companies in connection with disclosure and compliance matters under the Securities Act of 1933 and the Securities Exchange Act of 1934 and provides general corporate and business counseling to several privately held companies. He regularly counsels boards of directors and board committees in connection with their duties under state and federal law as well as their compliance with the rules of self-regulatory organizations such as the New York Stock Exchange and NASDAQ.

Craig has been a speaker at numerous conferences on securities and corporate governance matters and has published articles on various topics in these areas.


Webinar Participation:


Advanced Topics: Public Company Reporting

Series: SECURITIES LAW 2018

Premiere Date: 08/21/2018 2:00pm


Private Offering Exemptions and Private Placements

Series: SECURITIES LAW 2018

Premiere Date: 07/24/2018 2:00pm


Securities Law: An Overview

Series: SECURITIES LAW 2018

Premiere Date: 06/26/2018 2:00pm


Public Company Reporting

Series: SECURITIES LAW MADE SIMPLE

Premiere Date: 05/23/2017 11:00am


Private Offering Exemptions and Private Placements

Series: SECURITIES LAW MADE SIMPLE

Premiere Date: 05/02/2017 11:00am


Securities Law Compliance

Series: INSIDE COUNSEL INSIDER: CORPORATE & REGULATORY COMPLIANCE 1.0

Premiere Date: 04/11/2017 11:00am


Securities Law: An Overview

Series: SECURITIES LAW MADE SIMPLE

Premiere Date: 03/21/2017 11:00am


Advanced Topics: Public Company Reporting

Series: SECURITIES LAW 2016

Premiere Date: 05/20/2016 2:00pm


Private Offering Exemptions and Private Placements

Series: SECURITIES LAW 2016

Premiere Date: 04/15/2016 2:00pm


The M&A Process

Series: PRIVATE COMPANY M&A BOOT CAMP 2016

Premiere Date: 03/23/2016 11:00am