Financial Poise

Webinars Tagged: Securities

Securites Law Made Simple - Public Company Reporting

Public Company Reporting 2020

In this webinar our expert panel provides you with a high-level overview of key public company reporting and disclosure requirements, including the latest developments brought about by the Dodd-Frank Act, JOBS Act, FAST Act and, most recently, the SEC’s Disclosure Effectiveness Initiative, as well as provide you with tangible examples and practical advice on how to comply with the ever-changing means of delivering that disclosure.

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Corporate Regulatory Compliance Boot Camp - Securities Law Compliance

Securities Law Compliance 2020

This webinar discusses board fiduciary duties and the tension between state corporate law standards and federal law.

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Crowdfunding 2019 - Securities Crowdfunding

Securities Crowdfunding for Intermediaries 2019

This webinar address crowdfunding portals and intermediaries, beginning with a basic overview of the various methods of crowdfunding and then the need for intermediaries.

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Restructuring Insolvency - Buying Distressed Assets Claims

Opportunity Amidst Crisis – Buying Distressed Assets, Claims, and Securities for Fun & Profit 2019

This webinar explains how to loan to, or purchase the debt of, a company in order to acquire it (a strategy commonly called “loan to own”); how to learn about opportunities involving distressed companies; and tips and best practices for participating in bankruptcy, Article 9, and other sales of distressed businesses (including the concept of serving as the “stalking horse).

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Securities Law - An Overview

Securities Law: An Overview

In this webinar our expert panel provides you with a high-level overview of the federal securities laws as well as tangible examples and practical advice in answer to these and many more questions.

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