Financial Poise

Securities Law 2018

The federal securities laws, made up of a interwoven collection of Congressional statutes, rules and regulations promulgated by the Securities and Exchange Commission and federal judicial precedent, play a ubiquitous role throughout a company’s life-cycle, relevant from the first issuance of founder shares at organization, to the use of equity compensation to reward and incentivize directors, employees and consultants, to offerings of equity and debt in corporate finance transactions, to initial, secondary and alternative public offerings, in mergers and acquisitions, strategic transactions and beyond. This webinar series of leading securities law experts discusses both the fundamentals of the federal securities laws and the latest developments in this ever-evolving area of law.


Webinars in this Series:

Episode #1: Securities Law: An Overview

Produced on June 26, 2018


Episode #2: Private Offering Exemptions and Private Placements 2018

Produced on July 24, 2018


Episode #3: Advanced Topics: Public Company Reporting

Produced on August 21, 2018


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